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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-636
- --------
- FORT GRATIOT SANITARY LANDFILL, INC.,
- PETITIONER v. MICHIGAN DEPARTMENT
- OF NATURAL RESOURCES et al.
- on writ of certiorari to the united states court of
- appeals for the sixth circuit
- [June 1, 1992]
-
- Justice Stevens delivered the opinion of the Court.
- In Philadelphia v. New Jersey, 437 U. S. 617, 618 (1978),
- we held that a New Jersey law prohibiting the importation
- of most -`solid or liquid waste which originated or was
- collected outside the territorial limits of the State'- violated
- the Commerce Clause of the United States Constitution. In
- this case petitioner challenges a Michigan law that prohib-
- its private landfill operators from accepting solid waste that
- originates outside the county in which their facilities are
- located. Adhering to our holding in the New Jersey case, we
- conclude that this Michigan statute is also unconstitutional.
- I
- In 1978 Michigan enacted its Solid Waste Management
- Act (SWMA). That Act required every Michigan county to
- estimate the amount of solid waste that would be generated
- in the county in the next 20 years and to adopt a plan
- providing for its disposal at facilities that comply with state
- health standards. Mich. Comp. Laws Ann. 299.425 (Supp.
- 1991). After holding public hearings and obtaining the
- necessary approval of municipalities in the county, as well
- as the approval of the Director of the Michigan Department
- of Natural Resources, the County Board of Commissioners
- adopted a solid waste management plan for St. Clair
- County. In 1987 the Michigan Department of Natural
- Resources issued a permit to petitioner to operate a
- sanitary landfill as a solid waste disposal area in St. Clair
- County. See Bill Kettlewell Excavating, Inc. v. Michigan
- Dept. of Natural Resources, 931 F. 2d 413, 414 (CA6 1991).
- On December 28, 1988, the Michigan Legislature amend-
- ed the SWMA by adopting two provisions concerning the
- -acceptance of waste or ash generated outside the county of
- disposal area,- see 1988 Mich. Pub. Acts, No. 475, 1,
- codified as amended, Mich. Comp. Laws Ann. 299.413a,
- 299.430(2) (Supp. 1991). Those amendments (Waste Import
- Restrictions), which became effective immediately, provide:
- -A person shall not accept for disposal solid waste . . .
- that is not generated in the county in which the
- disposal area is located unless the acceptance of solid
- waste . . . that is not generated in the county is explic-
- itly authorized in the approved county solid waste
- management plan.- 299.413a.
-
- -In order for a disposal area to serve the disposal needs
- of another county, state, or country, the service . . .
- must be explicitly authorized in the approved solid
- waste management plan of the receiving county.-
- 299.430(2).
- In February, 1989, petitioner submitted an application to
- the St. Clair County Solid Waste Planning Committee for
- authority to accept up to 1,750 tons per day of out-of-state
- waste at its landfill. See Bill Kettlewell Excavating, Inc. v.
- Michigan Dept. of Natural Resources, 732 F. Supp. 761, 762
- (ED Mich. 1990). In that application petitioner promised to
- reserve sufficient capacity to dispose of all solid waste
- generated in the county in the next 20 years. The planning
- committee denied the application. Ibid. In view of the fact
- that the county's management plan does not authorize the
- acceptance of any out-of-county waste, the Waste Import
- Restrictions in the 1988 statute effectively prevent petition-
- er from receiving any solid waste that does not originate in
- St. Clair County.
- Petitioner therefore commenced this action seeking a
- judgment declaring the Waste Import Restrictions unconsti-
- tutional and enjoining their enforcement. Petitioner
- contended that requiring a private landfill operator to limit
- its business to the acceptance of local waste constituted
- impermissible discrimination against interstate commerce.
- The District Court denied petitioner's motion for summary
- judgment, however, 732 F. Supp., at 766, and subsequently
- dismissed the complaint, App. 4. The court first concluded
- that the statute does not discriminate against interstate
- commerce -on its face- because the import restrictions apply
- -equally to Michigan counties outside of the county adopting
- the plan as well as to out-of-state entities.- 732 F. Supp.,
- at 764. It also concluded that there was no discrimination
- -in practical effect- because each county was given discre-
- tion to accept out-of-state waste. Ibid. Moreover, the
- incidental effect on interstate commerce was -not clearly
- excessive in relation to the [public health and environmen-
- tal] benefits derived by Michigan from the statute.- Id., at
- 765.
- The Court of Appeals for the Sixth Circuit agreed with
- the District Court's analysis. Although it recognized that
- the statute -places in-county and out-of-county waste in
- separate categories,- the Court of Appeals found no discrim-
- ination against interstate commerce because the statute
- -does not treat out-of-county waste from Michigan any
- differently than waste from other states.- 931 F. 2d, at 417.
- It also agreed that there was no actual discrimination
- because petitioner had not alleged that all counties in
- Michigan ban out-of-state waste. Id., at 418. Accordingly,
- it affirmed the judgment of the District Court. Ibid. We
- granted certiorari, 502 U. S. ___ (1992), because of concern
- that the decision below was inconsistent with Philadelphia
- v. New Jersey, and now reverse.
- II
- Before discussing the rather narrow issue that is contest-
- ed, it is appropriate to identify certain matters that are not
- in dispute. Michigan's comprehensive program of regulat-
- ing the collection, transportation, and disposal of solid
- waste, as it was enacted in 1978 and administered prior to
- the 1988 Waste Import Restrictions, is not challenged. No
- issue relating to hazardous waste is presented, and there is
- no claim that petitioner's operation violated any health,
- safety, or sanitation requirement. Nor does the case raise
- any question concerning policies that municipalities or
- other governmental agencies may pursue in the manage-
- ment of publicly owned facilities. The case involves only
- the validity of the Waste Import Restrictions as they apply
- to privately owned and operated landfills.
- On the other hand, Philadelphia v. New Jersey provides
- the framework for our analysis of this case. Solid waste,
- even if it has no value, is an article of commerce. 437
- U. S., at 622-623. Whether the business arrangements
- between out-of-state generators of waste and the Michigan
- operator of a waste disposal site are viewed as -sales- of
- garbage or -purchases- of transportation and disposal
- services, the commercial transactions unquestionably have
- an interstate character. The Commerce Clause thus
- imposes some constraints on Michigan's ability to regulate
- these transactions.
- As we have long recognized, the -negative- or -dormant-
- aspect of the Commerce Clause prohibits States from
- -advanc[ing] their own commercial interests by curtailing
- the movement of articles of commerce, either into or out of
- the state.- H. P. Hood & Sons, Inc. v. Du Mond, 336 U. S.
- 525, 535 (1949). A state statute that clearly discriminates
- against interstate commerce is therefore unconstitutional
- -unless the discrimination is demonstrably justified by a
- valid factor unrelated to economic protectionism.- New
- Energy Co. of Indiana v. Limbach, 486 U. S. 269, 274
- (1988).
- New Jersey's prohibition on the importation of solid
- waste failed this test:
- -[T]he evil of protectionism can reside in legislative
- means as well as legislative ends. Thus, it does not
- matter whether the ultimate aim of ch. 363 is to reduce
- the waste disposal costs of New Jersey residents or to
- save remaining open lands from pollution, for we
- assume New Jersey has every right to protect its
- residents' pocketbooks as well as their environment.
- And it may be assumed as well that New Jersey may
- pursue those ends by slowing the flow of all waste into
- the State's remaining landfills, even though interstate
- commerce may incidentally be affected. But whatever
- New Jersey's ultimate purpose, it may not be accompa-
- nied by discriminating against articles of commerce
- coming from outside the State unless there is some
- reason, apart from their origin, to treat them different-
- ly. Both on its face and in its plain effect, ch. 363
- violates this principle of nondiscrimination.
-
- -The Court has consistently found parochial legisla-
- tion of this kind to be constitutionally invalid, whether
- the ultimate aim of the legislation was to assure a
- steady supply of milk by erecting barriers to allegedly
- ruinous outside competition, Baldwin v. G.A.F. Seelig,
- Inc., 294 U. S., at 522-524; or to create jobs by keeping
- industry within the State, Foster-Fountain Packing Co.
- v. Haydel, 278 U. S. 1, 10; Johnson v. Haydel, 278 U. S.
- 16; Toomer v. Witsell, 334 U. S., at 403-404; or to
- preserve the State's financial resources from depletion
- by fencing out indigent immigrants, Edwards v.
- California, 314 U. S. 160, 173-174. In each of these
- cases, a presumably legitimate goal was sought to be
- achieved by the illegitimate means of isolating the
- State from the national economy.- Philadelphia v. New
- Jersey, 437 U. S., at 626-627.
- The Waste Import Restrictions enacted by Michigan
- authorize each of its 83 counties to isolate itself from the
- national economy. Indeed, unless a county acts affirmative-
- ly to permit other waste to enter its jurisdiction, the statute
- affords local waste producers complete protection from
- competition from out-of-state waste producers who seek to
- use local waste disposal areas. In view of the fact that
- Michigan has not identified any reason, apart from its
- origin, why solid waste coming from outside the county
- should be treated differently from solid waste within the
- county, the foregoing reasoning would appear to control the
- disposition of this case.
- III
- Respondents Michigan and St. Clair County argue,
- however, that the Waste Import Restrictions-unlike the
- New Jersey prohibition on the importation of solid
- waste-do not discriminate against interstate commerce on
- their face or in effect because they treat waste from other
- Michigan counties no differently than waste from other
- States. Instead, respondents maintain, the statute regu-
- lates evenhandedly to effectuate local interests and should
- be upheld because the burden on interstate commerce is not
- clearly excessive in relation to the local benefits. Cf. Pike
- v. Bruce Church, Inc., 397 U. S. 137, 142 (1970). We
- disagree, for our prior cases teach that a State (or one of its
- political subdivisions) may not avoid the strictures of the
- Commerce Clause by curtailing the movement of articles of
- commerce through subdivisions of the State, rather than
- through the State itself.
- In Brimmer v. Rebman, 138 U. S. 78 (1891), we reviewed
- the constitutionality of a Virginia statute that imposed
- special inspection fees on meat from animals that had been
- slaughtered more than 100 miles from the place of sale. We
- concluded that the statute violated the Commerce Clause
- even though it burdened Virginia producers as well as the
- Illinois litigant before the Court. We explained:
- -[T]his statute [cannot] be brought into harmony with
- the Constitution by the circumstance that it purports
- to apply alike to the citizens of all the States, including
- Virginia; for, `a burden imposed by a State upon
- interstate commerce is not to be sustained simply
- because the statute imposing it applies alike to the
- people of all the States, including the people of the
- State enacting such statute.' Minnesota v. Barber, [136
- U. S. 313 (1890)]; Robbins v. Shelby Taxing District,
- 120 U. S. 489, 497. If the object of Virginia had been
- to obstruct the bringing into that State, for use as
- human food, of all beef, veal and mutton, however
- wholesome, from animals slaughtered in distant States,
- that object will be accomplished if the statute before us
- be enforced.- Id., at 82-83.
- In Dean Milk Co. v. Madison, 340 U. S. 349 (1951),
- another Illinois litigant challenged a city ordinance that
- made it unlawful to sell any milk as pasteurized unless it
- had been processed at a plant -within a radius of five miles
- from the central square of Madison,- id., at 350. We held
- the ordinance invalid, explaining:
- -[T]his regulation, like the provision invalidated in
- Baldwin v. Seelig, Inc., [294 U. S. 511 (1935)], in
- practical effect excludes from distribution in Madison
- wholesome milk produced and pasteurized in Illinois.
- `The importer . . . may keep his milk or drink it, but
- sell it he may not.' Id., at 521. In thus erecting an
- economic barrier protecting a major local industry
- against competition from without the State, Madison
- plainly discriminates against interstate commerce.-
- Id., at 354.
- The fact that the ordinance also discriminated against all
- Wisconsin producers whose facilities were more than five
- miles from the center of the city did not mitigate its burden
- on interstate commerce. As we noted, it was -immaterial
- that Wisconsin milk from outside the Madison area is
- subjected to the same proscription as that moving in
- interstate commerce.- Id., at 354, n. 4.
- Nor does the fact that the Michigan statute allows
- individual counties to accept solid waste from out of state
- qualify its discriminatory character. In the New Jersey case
- the statute authorized a state agency to promulgate
- regulations permitting certain categories of waste to enter
- the State. See 437 U. S., at 618-619. The limited excep-
- tion covered by those regulations-like the fact that several
- Michigan counties accept out-of-state waste-merely
- reduced the scope of the discrimination; for all categories of
- waste not excepted by the regulations, the discriminatory
- ban remained in place. Similarly, in this case St. Clair
- County's total ban on out-of-state waste is unaffected by the
- fact that some other counties have adopted a different
- policy.
- In short, neither the fact that the Michigan statute
- purports to regulate intercounty commerce in waste nor the
- fact that some Michigan counties accept out-of-state waste
- provides an adequate basis for distinguishing this case from
- Philadelphia v. New Jersey.
- IV
- Michigan and St. Clair County also argue that this case
- is different from Philadelphia v. New Jersey because the
- SWMA constitutes a comprehensive health and safety
- regulation rather than -economic protectionism- of the
- State's limited landfill capacity. Relying on an excerpt from
- our opinion in Sporhase v. Nebraska, 458 U. S. 941 (1982),
- they contend that the differential treatment of out-of-state
- waste is reasonable because they have taken measures to
- conserve their landfill capacity and the SWMA is necessary
- to protect the health of their citizens. That reliance is
- misplaced. In the Sporhase case we considered the consti-
- tutionality of a Nebraska statute that prohibited the
- withdrawal of ground water for use in an adjoining State
- without a permit that could only issue if four conditions
- were satisfied. We held that the fourth condition-a
- requirement that the adjoining State grant reciprocal rights
- to withdraw its water and allow its use in Neb-
- raska-violated the Commerce Clause. Id., at 957-958.
- As a preface to that holding, we identified several reasons
- that, in combination, justified the conclusion that the other
- conditions were facially valid. Id., at 957. First, we
- questioned whether the statute actually discriminated
- against interstate commerce. Although the restrictive
- conditions in the statute nominally applied only to inter-
- state transfers of ground water, they might have been -no
- more strict in application than [other state law] limitations
- upon intrastate transfers.- Id., at 956. -Obviously, a State
- that imposes severe withdrawal and use restrictions on its
- own citizens is not discriminating against interstate
- commerce when it seeks to prevent the uncontrolled
- transfer of water out of the State.- Id., at 955-956.
- We further explained that a confluence of factors could
- justify a State's efforts to conserve and preserve ground
- water for its own citizens in times of severe shortage.
- Only the first of those reasons-our reference to the well-
- recognized difference between economic protectionism, on
- the one hand, and health and safety regulation, on the
- other-is even arguably relevant to this case. We may
- assume that all of the provisions of Michigan's SWMA prior
- to the 1988 amendments adding the Waste Import Restric-
- tions could fairly be characterized as health and safety
- regulations with no protectionist purpose, but we cannot
- make that same assumption with respect to the Waste
- Import Restrictions themselves. Because those provisions
- unambiguously discriminate against interstate commerce,
- the State bears the burden of proving that they further
- health and safety concerns that cannot be adequately
- served by nondiscriminatory alternatives. Michigan and St.
- Clair County have not met this burden.
- Michigan and St. Clair County assert that the Waste
- Import Restrictions are necessary because they enable
- individual counties to make adequate plans for the safe
- disposal of future waste. Although accurate forecasts
- about the volume and composition of future waste flows
- may be an indispensable part of a comprehensive waste
- disposal plan, Michigan could attain that objective without
- discriminating between in- and out-of-state waste. Michi-
- gan could, for example, limit the amount of waste that
- landfill operators may accept each year. See Philadelphia
- v. New Jersey, 437 U. S., at 626. There is, however, no
- valid health and safety reason for limiting the amount of
- waste that a landfill operator may accept from outside the
- State, but not the amount that the operator may accept
- from inside the State.
- Of course, our conclusion would be different if the
- imported waste raised health or other concerns not present-
- ed by Michigan waste. In Maine v. Taylor, 477 U. S. 131
- (1986), for example, we upheld the State's prohibition
- against the importation of live baitfish because parasites
- and other characteristics of nonnative species posed a
- serious threat to native fish that could not be avoided by
- available inspection techniques. We concluded:
- -The evidence in this case amply supports the District
- Court's findings that Maine's ban on the importation of
- live baitfish serves legitimate local purposes that could
- not adequately be served by available nondiscriminato-
- ry alternatives. This is not a case of arbitrary discrimi-
- nation against interstate commerce; the record suggests
- that Maine has legitimate reasons, `apart from their
- origin, to treat [out-of-state baitfish] differently,'
- Philadelphia v. New Jersey, 437 U. S., at 627.- 477
- U. S., at 151-152.
- In this case, in contrast, the lower courts did not find-and
- respondents have not provided-any legitimate reason for
- allowing petitioner to accept waste from inside the county
- but not waste from outside the county.
- For the foregoing reasons, the Waste Import Restrictions
- unambiguously discriminate against interstate commerce
- and are appropriately characterized as protectionist
- measures that cannot withstand scrutiny under the
- Commerce Clause. The judgment of the Court of Appeals
- is therefore reversed.
-
- It is so ordered.
-